Lawsuits Filed Against Them in Federal Court [up to 3-3-2007

[David A. Szwak]

Name Court Case No. Filed NOS Closed
1 INTERNATIONAL PORTFOLIO MANAGEMENT INC txndce 4:2004cv00155 02/27/2004 850 01/10/2005
Standard et al v. International Portfolio Management Inc et al
2 INTERNATIONAL PORTFOLIO MANAGEMENT INCORPORATED miwdce 1:2004cv00057 01/29/2004 890 01/05/2005
Willings v. International Portfolio Management Incorporated et al
3 INTERNATIONAL PORTFOLIO MANAGEMENT INCORPORATED miwdce 1:2004cv00139 03/02/2004 890 03/10/2006
Willings et al v. International Portfolio Management Incorporated et al
4 INTERNATIONAL PORTFOLIO MANAGEMENT INCORPORATED nyedce 1:2005cv04739 10/07/2005 480
Caballero v. International Portfolio Management Incorporated
5 INTERNATIONAL PORTFOLIO MANAGEMENT, INC. flsdce 0:2004cv60671 05/21/2004 890 03/07/2005
Bernard v. International Port